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Senior Compliance Officer

  • Location: London, Greater London, England
  • Salary: £400 to £450
  • Type: Contract
  • Posted: 194 days ago
  • Company: IQ Talent Centre

Senior Compliance Officer
6 Month Contract
London with Flexibility
Are you a Senior Compliance Officer? Would you like to join one of the UK's leading Asset Management firms? Are you looking for your next exciting position? Well, look no further as the perfect role is right in front of you!!
Role accountabilities:
Support the Core Compliance Services within the Marketing Team in dealing with all Marketing Collateral and Web Pages for financial promotions such as ETF, USITS and AIF, covering all the EMEA region.
Knowledge, skills and experience required:
- Own the daily review and approval of financial promotions
- Producing and updating marketing compliance policies and procedures at the direction of the Compliance Manager
- Provide compliance advice to the wider business
- Assess, document, monitor, report, develop, coordinate, and implement various improvements to compliance marketing activities
- Leading project teams with new growth and execution of strategic compliance projects
- Research matters, projects or initiatives and advise the wider business
- Independently evaluate situations, make decisions and solve problems.
- Investigative rule changes and discussing implications with the EMEA marketing compliance team

Please get in touch ASAP with interest. Rhiannon Cane 01892 553236.